Fca sysc handbook

 

 

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SYSC 8 Outsourcing - FCA Handbook. The Financial Conduct Authority (“FCA”) is responsible for regulating the conduct of financial services firms and financialSYSC 13.1 Application · SYSC 13.2 Purpose · SYSC 13.3 Other related Handbook sections · SYSC 13.4 Requirements to notify the appropriate regulator The FCA's Senior Management Arrangements, Systems and Controls Sourcebook (SYSC) was created to encourage firms to vest responsibility for effective and SYSC. the part of the Handbook in High Level Standards which has the title Senior Management Arrangements, Systems and Controls. Retain transaction-related telephone recordings for UK MiFID II firms. Home » Resources » Regulations » FCA Handbook SYSC 10A.1.6

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